J

Director, Audit & Operational Due Diligence

jackson lucas • United State
Relocation
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Join a global investment management firm in Minneapolis to lead operational due diligence and counterparty risk assessments for external financial services providers. The role involves conducting onsite and remote reviews of asset managers, servicers, and administrators to evaluate financial controls, governance, and operational risks. Candidates must have extensive experience in audit, assurance, or risk advisory within the financial services sector and be willing to relocate to Minnesota.

Key Highlights
Hybrid work schedule with 4 days in-office and 1 day work-from-home in Minneapolis, MN
Total compensation range of $175,000–$250,000+ with potential long-term incentives
Relocation package offered for non-Minnesota residents
Key Responsibilities
Conduct onsite and remote reviews of external asset managers, servicers, originators, administrators, platforms, and other financial-services counterparties.
Evaluate financial reporting, cash controls, reconciliations, valuation, governance, segregation of duties, technology, cybersecurity, business continuity, and SOC reports.
Meet with CFOs, COOs, controllers, compliance, technology, and other functional leaders to understand operations and identify potential risks.
Review financial statements, audit reports, policies, procedures, regulatory materials, and other diligence documentation.
Prepare findings and recommendations and help improve diligence, risk assessment, reporting, and ongoing monitoring processes.
Technical Skills Required
Operational Due Diligence Financial Controls Counterparty Risk
Benefits & Perks
Health Insurance
Dental Insurance
401k
PTO
Maternity & Paternity Leave
Relocation Package

Job Description

Audit & Operational Due Diligence (ODD), Investment Operations – Buy-Side Investment Management Firm - RELOCATION TO MN REQUIRED

Location: Minneapolis, MN

Relocation Package Offered for Non-MN Resident

Schedule: Hybrid, 4 days in-office / 1 day WFH

Travel: Less than 25%, domestic U.S.

Jackson Lucas is partnering with a well-capitalized global investment management platform seeking an experienced audit, operational due diligence, counterparty risk, or financial-services controls professional to join its Minneapolis-based Investment Operations team.

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