Securities Consultant (Part-Time)
Location: 100% Remote
Schedule: 20–25 hours per week (approximately 9am–1pm EST)
Overview:
We are seeking an experienced Securities Consultant to serve as the subject matter expert (SME) for securities laws and regulations within our next-generation compliance product. This part-time consultant will be instrumental in structuring, maintaining, and translating complex legal and regulatory requirements into actionable compliance content that drives innovation across our SaaS-based compliance platform.
Key Responsibilities:
- Taxonomy Development: Design, implement, and refine a comprehensive securities taxonomy to ensure accurate classification and retrieval of regulatory obligations.
- Training & Enablement: Develop and deliver onboarding and reference materials for team members at varying levels of securities expertise.
- Quality Assurance: Conduct detailed QA reviews of securities-related content to ensure accuracy, completeness, and compliance with regulatory intent.
- AI Collaboration: Partner with data scientists and AI teams to train and validate models that extract and summarize securities-related requirements from source laws and regulations.
- Cross-Functional Collaboration: Work closely with product management, content operations, and engineering teams to ensure seamless integration of securities content within the compliance platform.
Qualifications:
- J.D. or equivalent experience in securities law, financial regulation, or compliance.
- Strong working knowledge of U.S. securities laws and regulatory bodies.
- Proven experience developing structured legal or regulatory content—ideally in a SaaS or compliance product environment.
- Excellent written communication and analytical skills, with the ability to collaborate across technical and non-technical teams.
- Familiarity with GenAI, NLP, or other content automation technologies is highly desirable.
Additional Information:
- Schedule: Part-time (20–25 hours per week, typically 9am–1pm EST).
- Environment: 100% remote, working within a product-based, tech-forward organization.
- Preferred Background: Candidates with experience supporting SaaS compliance products, regulatory technology platforms, or AI-driven legal content solutions are strongly encouraged to apply.
